The Compliance Manager will ensure adherence to regulatory requirements and internal policies, supporting the firm's Capital Markets and Investment Banking activities.

Key Responsibilities

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  Provide regulatory advisory to business units on MAS regulations and global compliance standards
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  Monitor trading activities to detect market misconduct (e.g., insider trading, market abuse)
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  Oversee KYC/AML processes and client onboarding reviews
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  Liaise with regulators and manage regulatory submissions and audits
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  Develop and deliver compliance training programs
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  Maintain and update compliance policies and procedures

Requirements

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  6–12 years of compliance experience within financial institutions
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  Strong knowledge of MAS regulations and AML/KYC frameworks
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  Experience supporting Global Markets or Investment Banking businesses
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  Excellent communication and stakeholder management skills
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  Relevant certifications (e.g., CAMS) are a plus