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Compliance Manager AM and Hedge Funds

Io Tech Solutions Limited

Hong Kong, Hong Kong SAR, Hong Kong1 month ago
39 views8 saves5 applies

Job Type

full time

Description

Compliance Manager (Asset Management and Hedge Fund )

Our client is a global investment management firm is seeking a Compliance Manager to join their growing team. As the Compliance Manager, you will be responsible for supporting the COO in compliance matters related to AML, general compliance, and investment compliance.

Major Responsibilities:
- Support the COO in compliance matters related to AML, general compliance, and investment compliance.
- Liaise with lawyers, auditors, and team members in China, the US, and Hong Kong.
- Ensure the firm is in compliance with SFC regulations.
- Monitor and evaluate the effectiveness of the firm's compliance program.
- Develop and implement policies and procedures to ensure compliance with regulatory requirements.
Requirements:
- University degree in law, accounting, or finance.
- At least 3 years of experience at asset management/SFC licensed corporations.
- Good knowledge of SFC regulations(Fund Manager Code of Conduct)
- Excellent communication skills in English and Mandarin.
If you are a highly motivated individual with a passion for investment compliance, we encourage you to apply for this exciting opportunity. Please submit your resume for consideration.

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